Excerpt from You and Your Broker: Your Duties and Rights as Customer, His Obligations to You as an Agent
This booklet is compiled solely for the purpose of educating the broker's client in the intricacies of the brokerage business. There are so many chances for misunderstandings between broker and client, that much of the broker's time is occupied in explanation, and, on the other hand, the customer, not understanding the reasons for certain acts on the part of the broker, decides without due consideration, that he is being taken advantage of. The various chapters in this booklet cover all the recognized subjects of controversy.
In addition, the addenda contains the rules for transfer and delivery, which in the past have been very acceptable to the managers of branch offices and correspondents.
All the information given has appeared in The Magazine of Wall Street at various times. That which was in some of the older numbers has been brought up to date to apply to present conditions in the business.
It is especially valuable for the investor or the trader, as it is the only compilation which goes into the subject from the viewpoint of both client and broker.
In the case where the illustrations do not conform to the particular method of the broker, the basic principles are set forth, so as to be applicable to every situation.
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